Laksh
I’m a Managing Director and Global Risk Executive with 25+ years of experience uniting compliance and business objectives across fintech, investment advisory, clearance & settlement, and banking. I’ve led multi-million-dollar transformations—some exceeding $90M—while seamlessly integrating IT, Operations, and Risk under cost-effective, future-proof frameworks. Whether it’s implementing front-to-back trading platforms, orchestrating RCSA programs, or remediating MRA/MRIA actions, I deliver solutions that satisfy regulators (OCC, FRB, NYDFS) and position organizations for sustainable growth.
Known as the “James Bond” of mission-critical projects, I excel at parachuting into high-stakes initiatives to deliver on time and on budget, leveraging AI, data analytics, and automation. My track record includes leading Securities lending and custody platform rollouts, stress-testing infrastructures, and capital plan submissions under tight deadlines. By distilling complex technical and regulatory challenges into actionable roadmaps, I ensure boards, regulators, and stakeholders remain aligned at every step.
A hallmark of my leadership is building and motivating global teams. From hiring and mentoring top talent to handling workforce changes, I instill front-to-back ownership and accountability. I’m never afraid to roll up my sleeves—bridging siloed control groups, collaborating with international regulators, and spearheading large-scale transformations. My credentials include an MBA, PMP, Six Sigma Black Belt, SAFE, CISA, CISM, CRISC, CGEIT and other Certifications—reinforcing my commitment to operational excellence and process optimization.
Beyond day-to-day execution, I’m a bestselling co-author of Pivotal Leadership and an executive coach. My passion lies in turning red-zone risks into strategic wins—be it for securities lending, data strategy, or multi-entity expansions. Along the way, I’ve successfully managed global initiatives, resolved multiple crisis’, and earned distinctions like the BNY Mellon Star Award and International Achievers Award for my global impact and exemplary leadership.
